21-1711·SECURITIES

SEC v. Mark Johnson

Affirmed

Status

Scheduled
Argued
Opinion Issued (current)

Question Presented

Whether district court erred in holding control person defendant jointly and severally liable for disgorgement in SEC civil enforcement action; other issues.

Argument Date

May 4, 2022

Argument Time

9:30 a.m.

Panel

Courtroom

Butzner Courtroom (Room 201)

Lower Court Judge

Bennett

Panel

Judge Niemeyer

Judge Diaz

Senior Judge Floyd

Citation

CaseSEC v. Mark Johnson, No. 21-1711 (4th Cir. Aug. 4, 2022)

PanelFloyd, S.J., Niemeyer & Diaz, JJ.

Arguing Counsel

William Heyman

per CA4 audio archive

Daniel Staroselsky

per CA4 audio archive

Panel That Day

4 of 4 cases argued May 4, 2022 before this panel have been decided.

Decided

19-4123

United States v. Montana Barronette

Opinion Issued

21-1280

Diana Houck v. LifeStore Bank

Opinion Issued

Authored by Judge Niemeyer

21-1711· This case

SEC v. Mark Johnson

Opinion Issued

Authored by Judge Diaz

22-1094

Eli Lilly and Company v. Novartis Pharma AG

Opinion Issued

Authored by Judge Niemeyer

Opinions

Majority
by Diaz
August 4, 2022
Read opinion ↗

Disposition

Affirmed

August 4, 2022